Compliance Officers · Legal Teams · Regulatory Affairs

Regulatory Compliance Framework

Automate regulatory compliance tracking with real-time updates and advanced analytics for potential compliance gaps.

Overview

The Regulatory Compliance Framework provides a comprehensive solution for tracking, managing, and reporting on regulatory compliance requirements. With real-time updates and automated alerts, it ensures organizations stay ahead of compliance changes and identify potential issues before they escalate into regulatory violations.

The Pontus Approach

Traditional approach: Forces you to change your business to fit rigid enterprise systems

Pontus approach: We start with your process and build technology that adapts to you

1

Map The Process

Every manual touch point is recorded and processes are analyzed for optimization

2

Engineer the Outcome

We build a precise solution using our platform's components

3

Deliver the Outcome

You pay only when we deliver measurable results that meet your requirements

Pontus Platform

Our end-to-end automation platform delivers regulatory compliance framework solutions through three integrated components:

Athena

User Interfaces & Visualizations

Prometheus

Workflow Orchestration

Atlas

Data Foundation

Explore our platform docs

The outcome: Your process, optimized and automated without armies of consultants or rigid systems.

Key Features

Regulatory Change Management

Automated tracking of regulatory changes across multiple jurisdictions with impact assessment workflows.

Compliance Assessment

Structured assessment framework to evaluate compliance status with evidence collection and attestation capabilities.

Automated Alerts

Real-time notifications for compliance deadlines, regulatory changes, and potential compliance gaps.

Comprehensive Audit Trail

Immutable audit trail for all compliance activities, changes, and approvals for regulatory defensibility.

Benefits

Reduced Compliance Risk

Minimize the risk of non-compliance through proactive monitoring and systematic gap remediation.

Operational Efficiency

Streamline compliance processes and reduce manual effort through intelligent automation and workflow orchestration.

Enhanced Reporting

Generate regulatory reports with accurate, up-to-date information tailored for regulators and internal stakeholders.

Cost Optimization

Reduce costs associated with compliance management, regulatory penalties, and remediation efforts.

Use Cases

1

Financial Regulations

Track and manage compliance with financial regulations such as GDPR, CCPA, MiFID II, and Basel frameworks.

2

Industry-Specific Compliance

Manage compliance requirements specific to your industry vertical with pre-built compliance content.

3

Multi-jurisdictional Compliance

Track and harmonize compliance requirements across multiple regions and jurisdictions with conflicting requirements.

Request a Demo

Interested in seeing how Regulatory Compliance Framework can help your organization? Schedule a personalized demo.

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Target Audience

Compliance Officers
Legal Teams
Regulatory Affairs

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